Our Team – Rockstead Capital

With over a decade of experience in wealth management at leading regional and international banks, Aaron Chen currently oversees a portfolio of high-net-worth individuals.

He is deeply passionate about helping clients achieve their financial aspirations by understanding their needs and long-term goals. Aaron is committed to delivering independent, personalised, and continuous wealth management services, providing clients with access to exclusive offerings and tailored financial solutions.

He has received numerous awards throughout his career, including the HSBC Orion Award, HSBC Global Circle of Excellence, and the distinguished title of Best Relationship Manager of the Year 2022 by the Retail Banking Innovation Award. These accolades reflect his recognition within both banks and the broader financial industry.

Aaron holds a Bachelor’s degree in Banking and Finance from the University of London and possesses in-depth knowledge of financial markets and instruments.

Stepping into the ranks of Rockstead Capital in January 2021, Alex Tan began a new chapter in his professional journey. Prior to his role at Rockstead, he held a notable position as a Client Advisor and Vice President at UOB.

Alex brings with him over a decade of experience in wealth management, which set the stage for his seamless integration into the Rockstead team. His areas of specialisation include a broad range of financial instruments, such as structured solutions, dual currency transactions, FX, derivatives, bonds, unit trusts, hedge funds, and risk management solutions.

During his nine-year tenure with UOB, Alex managed a portfolio of high-net-worth clients with a cumulative Assets Under Management (AUM) of S$250 million.

His accomplishments include being named Top Rookie Relationship Manager for the Privilege Banking Platform in 2012, as well as ranking as a Top 10 Client Advisor, coming in 6th position in 2014 and 3rd position in 2017, for the Privilege Banking Platinum Awards.

Alex holds a bachelor’s degree in finance from the Singapore University of Social Sciences (SUSS), providing him with a strong educational foundation.

Benjamin Dumke has called Singapore home since late 2009, making a successful transition from private banking to independent asset management after completing his MBA in 2015.

He brings 16 years of experience in wealth and asset management, with a strong focus on portfolio construction and relationship management.

As a veteran portfolio manager, Benjamin has guided clients through the Global Financial Crisis, the European Sovereign Debt Crisis, the pandemic rebalancing as well as the China crackdown.

He began his professional journey in Liechtenstein in 2007, following the completion of his high school education in the United States and the attainment of a Bachelor of Finance degree in Switzerland.

Across a decade of dedicated service, Cyrus Tan has honed his expertise in wealth management and meticulous financial planning, leaving a strong imprint across the ASEAN market, particularly in Singapore, Malaysia, and the Philippines.

He brings with him a wealth of leadership experience, having adeptly guided offshore client advisors in expanding and thriving within the super affluent segment of offshore markets.

Cyrus’s acumen extends to the establishment of family chapters, intricate trust structures, and dynamic financial frameworks, underscoring his proactive approach in delivering comprehensive wealth solutions.

His academic journey culminated in a Second Upper Honours degree from the University of London (SIM-UOL). He also holds a UBS Wealth Management Diploma, further reinforcing his expertise in the field.

Notably accomplished in acquisitions within the ASEAN market and instrumental in the establishment of diverse accounts, Cyrus stands as a testament to his acquisition prowess.

Deidra Humphrey currently manages a portfolio of high-net-worth individuals across Europe, the United Kingdom, India, and Southeast Asia.

She joined Rockstead Capital following a distinguished banking career of over 12 years at HSBC. Passionate about delivering exceptional value to clients, Deidra goes beyond conventional banking by providing personalised solutions aligned with individual goals. She is committed to staying ahead of the evolving wealth management landscape, with a strong focus on innovation and efficiency.

A recipient of the prestigious HSBC CEO Award and shining star accolades, Deidra has been recognised for her ability to build trusted relationships and consistently drive business growth.

She holds a Bachelor’s Degree (Second Upper Honours) in Banking and Finance from the University of London, combining strong academic foundations with practical experience to navigate the complexities of today’s financial world.

Faith Tei boasts a distinguished twelve-year career at Citibank, where she successfully managed a substantial portfolio of over S$250 million in Assets Under Management (AUM). Throughout her tenure, she has consistently been recognised as a trusted advisor to high-net-worth clients, delivering personalised investment solutions and tailored guidance to help them achieve their financial goals.

She is the recipient of several prestigious awards during her time at Citibank. These include membership in the esteemed Regional Chairman’s Council for the years 2018 and 2019, along with multiple recognitions in the Citi Achiever’s Club from 2015 to 2020.

In addition, Faith consistently earned top awards from 2011 to 2014, reflecting her ongoing commitment to excellence.

Her academic background includes a Bachelor of Science in Business from the University of London.

Before joining Rockstead, Zong Wei accumulated over 14 years of experience in the financial industry, having held key roles at UOB and Citibank.

At Rockstead, he manages an actively curated Actively Managed Certificate (AMC) designed to enhance yield through disciplined exposure to high-quality equities. His investment approach balances capital growth, income generation, and downside protection — tailored to a wide range of client objectives.

He provides bespoke portfolio solutions across both public and private markets, with expertise spanning equity derivatives, private equity selection, and risk-managed portfolio construction.

With a background in Engineering from Nanyang Technological University, Zong Wei brings a rigorous, quantitative approach to investment management.

With more than 20 years of successful banking experience at Standard Chartered Bank, UOB and Credit Suisse, Grace Ngoh most recently joined Rockstead Capital from a multi-family office, where she provided independent wealth management and alternative investing advice to some of Asia’s foremost ultra-high-net-worth families and individuals.

A listed-assets specialist with a strong track record in private debt and private equity investments, Grace also has extensive experience in setting up and managing a Variable Capital Company (VCC) from 2020 to 2023.

Throughout her banking career, Grace has received numerous accolades. She was named Service Excellence Champion of Association of Banks Singapore (ABS) and received the CEO’s Award, UOB Star of the Year. She was recognised as the Top Product Specialist from 2001 to 2014 as well as the Top Team Manager from 2003 to 2007.

Grace holds a Master of Business and an undergraduate degree in Business from the University of Newcastle in Australia.

Guy Ting Zhi Wei has over 15 years of experience in the banking industry, with a specialisation in mortgages and client relationship management.

He is highly skilled in all aspects of the mortgage process and wealth management. Known for his excellent communication skills, Guy has a strong ability to build rapport with clients and is consistently recognised for exceeding sales goals and delivering high-quality service.

Throughout his career, he has established a proven track record of success, having managed and processed over S$1 billion in secured loans.

Guy has received more than 10 industry awards, including four Platinum Awards from UOB and six awards from HSBC, including the Circle of Excellence and Orion Awards.

Jackson is a seasoned banking professional with over a decade of experience who has built a strong career in wealth management and financial planning for the high-net-worth (HNW) and ultra-high-net-worth (UHNW) clients. Known for a personable and results-driven approach, Jackson brings deep expertise in complex investment strategies, legacy planning, tax optimization, and philanthropy. His work focuses on crafting tailored financial solutions that preserve and grow generational wealth while maintaining strong, trusted relationships with clients.

Prior to Rockstead, Jackson held several senior positions at UOB, including Director and Vice President roles within Private and Privilege Banking. His portfolio spanned Singapore, Malaysia, Thailand, and Indonesia.

Jackson holds a Master of Business Administration from University of Western Australia.

Prior to joining Rockstead Capital, Jason Lee managed a portfolio of high-net-worth individuals at Standard Chartered Bank.

He is deeply passionate about helping clients achieve their financial aspirations by understanding their needs and long-term goals. Jason is committed to delivering independent, personalised, and continuous wealth management services, providing clients with access to exclusive offerings and tailored solutions.

He has been recognised both within Standard Chartered and across the industry, receiving accolades such as the StanChart Top Rookie, CEO Challenges and Circle of Champions Awards, and invitations to Wealth Management Summits.

Jason holds a Double Bachelor’s degree in Communications and Media, with a background in International Business, equipping him with in-depth knowledge of the evolving financial markets and instruments. He is also currently pursuing his Chartered Alternative Investment Analyst (CAIA) certification, reflecting his dedication to continuous learning and professional growth.

In his most recent position at UOB, Joel Quek served as a Treasury Specialist, where he provided invaluable support to Relationship Managers in advising clients on investment decisions.

With over two decades of experience in the financial industry, Joel is a seasoned banker with a broad background spanning Insurance, SME Banking, Global Markets, and Privilege Banking.

He has successfully completed an executive certificate programme in Wealth Management from the National University of Singapore, and his professional credentials are further supported by certifications from the Institute of Banking and Finance (IBF) and the Singapore College of Insurance (SCI).

Keith is a seasoned ultra-high-net-worth (UHNW) banker with extensive experience in the banking and financial services industry. Over the years, he has honed his expertise in portfolio management, risk management, and business relationship development, consistently demonstrating a strong ability to meet the sophisticated needs of high-net-worth individuals. His approach combines technical proficiency with a keen understanding of client expectations, emphasizing both service excellence and financial acumen.

At Rockstead Capital, Keith focuses on crafting personalized wealth management strategies that align with long-term financial goals. He specializes in alternative investments, private markets, and bespoke asset allocation, guiding his clients through complex financial environments with a disciplined, purpose-driven approach. His work at Rockstead Capital reflects his core values of independence, precision, and a commitment to safeguarding and growing his clients’ wealth.

Prior to joining Rockstead Capital, Keith held various leadership roles at OCBC Bank, including Associate Director and Premier Senior Relationship Manager. During his tenure, he consistently ranked as a top performer, earning numerous awards and managing portfolios exceeding $100 million.

With over 15 years of experience in banking, Kelly Tan is a seasoned relationship manager who specialises in crafting tailored financial solutions for high-net-worth clients. She is experienced in working closely with clients’ trusted advisors across different countries to ensure a coordinated and integrated approach to wealth management.

Kelly adopts a holistic approach to wealth management, incorporating investment strategies, tax planning, estate planning, and risk management to meet her clients’ comprehensive financial needs.

She graduated from the University of Technology, Sydney with a Bachelor of Business in Finance and Marketing.

Law Lai Peng began her career in banking as a Relationship Manager at DBS Ltd. in 2001.

In 2003, she was swiftly promoted to Priority Banking Relationship Manager, where she adeptly managed an impressive portfolio with approximately S$250 million in Assets Under Management (AUM). Her skill in investment sales earned her a series of accolades between 2004 and 2005.

In 2006, she joined UOB Ltd. as a Privilege Banking Relationship Manager. Her trajectory of success continued, and by 2011 she had risen to the role of Privilege Banking Reserve Client Advisor. In 2014, she transitioned to UBS Private Banking, where she served as a Client Advisor.

From 2016 to 2020, she worked at private equity firm as a Regional Business Manager, focusing on Fixed Income sales. Lai Peng later joined Rockstead Capital’s External Asset Management (EAM) team.

Leon Soh has over 17 years of experience in credit, legal and compliance governance, and portfolio management, serving both corporate and high-net-worth clients.

He is proficient in treasury and structured investments, including FX accumulation structures and equity-linked notes. Leon also specialises in developing financial solutions in areas such as corporate and commercial lending, as well as trade financing, for example, using cross-collateralisation strategies involving high-net-worth clients’ insurance or investment holdings to support corporate lending needs. In addition, he has extensive experience in strategy, credit risk, and compliance management initiatives.

Leon holds CACS Paper 1 and Paper 2 certifications and earned a Bachelor of Science (Honours) in Banking and Finance from the University of London.

Michelle Foo is a trusted wealth manager with over 19 years of experience in leading banks, specialising in investment advisory and wealth planning for clients across Asia.

She is committed to identifying profit opportunities, safeguarding investments, and actively managing and mitigating risks within her clients’ wealth portfolios.

Michelle’s academic foundation was built at Nanyang Technological University, where she graduated with a Bachelor of Accountancy (Second Class Upper Honours).

With over a decade of experience in the banking industry at both Citibank and UOB, Shyna Yang has managed a diverse portfolio of affluent clients from Singapore, Malaysia, Taiwan, and around the world.

She is a specialist in servicing clients from the Rest of World (ROW) and North America (NA) regions.

Shyna was recognised for her outstanding performance at UOB, having achieved the Top Investment Volume and Revenue for UOB PVI Offshore in both 2019 and 2020. She was also the recipient of the Top Insurance performer for Q2 2017, Top Treasury performer in 2018 and the UOB PVI Offshore ACE Recognition Programme Award in 2019.

Earlier in her career, she was ranked among the top 30 bankers in the Citi Achievers’ Club 2014 and the top 20 bankers in the Regional Insurance Champions’ Club 2014.

Shyna holds a Bachelor of Science (Honours) in Business Management from the University of Bradford, United Kingdom.

Prior to joining Rockstead Capital, Stephanie Yio accumulated nearly two decades of experience in the general insurance and financial industry. She has held leadership roles in various multinational organisations, primarily managing high-net-worth individuals as well as commercial portfolios on a global scale.

She holds a Bachelor of Business Administration in International Business and a Diploma in Banking and Financial Management. In addition, she has attained both the professional certificate and diploma from the Chartered Insurance Institute of the United Kingdom, further reinforcing her expertise in the insurance field.

A firm believer in continuous improvement and staying attuned to the evolving economy, Stephanie is always eager to engage with new people, exchange knowledge, and explore fresh opportunities for growth.

She holds a Bachelor of Business Administration in International Business and a Diploma in Banking and Financial Management. In addition, she has attained both the professional certificate and diploma from the Chartered Insurance Institute of the United Kingdom, further reinforcing her expertise in the insurance field.

A firm believer in continuous improvement and staying attuned to the evolving economy, Stephanie is always eager to engage with new people, exchange knowledge, and explore fresh opportunities for growth.